Corporations Code section 25238

No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe designed to promote fair, equitable and ethical principles.

Source: Section 25238, https://leginfo.legislature.ca.gov/faces/codes_displaySection.xhtml?lawCode=CORP§ionNum=25238. (accessed May 9, 2025).

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Last Updated

Apr. 24, 2025

§ 25238’s source at ca.gov

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Location: https://california.public.law/codes/corporations_code_section_25238

Original Source: Section 25238, https://leginfo.legislature.ca.gov/faces/codes_displaySection.xhtml?lawCode=CORP§ionNum=25238. (last accessed Apr. 24, 2025).