Corporations Code section 25213.3

The commissioner shall, after appropriate notices and opportunity for hearing, by order suspend, for a period not exceeding 12 months, or bar from any position of employment, management or control of any broker-dealer, any officer, director, partner, agent, employee of, or person performing similar functions for, a broker-dealer, or any other person, if the person has been convicted of, or has pleaded nolo contendere to, a felony or misdemeanor in violation of Section 25541 that was committed on or after January 1, 1989.

Source: Section 25213.3, https://leginfo.legislature.ca.gov/faces/codes_displaySection.xhtml?lawCode=CORP§ionNum=25213.3. (accessed May 10, 2025).

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25212.1
25213
25213.3
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Last Updated

May 10, 2025

§ 25213.3’s source at ca.gov

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Location: https://california.public.law/codes/corporations_code_section_25213.3

Original Source: Section 25213.3, https://leginfo.legislature.ca.gov/faces/codes_displaySection.xhtml?lawCode=CORP§ionNum=25213.3. (last accessed May 10, 2025).