Financial Code section 18427.3

The commissioner shall charge and collect fees for applications filed under this article as fixed in this section.

(a)

The fee for a negotiating permit shall be fifty dollars ($50).

(b)

The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50).

(c)

The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).

Source: Section 18427.3, https://leginfo.­legislature.­ca.­gov/faces/codes_displaySection.­xhtml?lawCode=FIN§ionNum=18427.­3.­ (updated Jan. 1, 1997; accessed Nov. 3, 2025).

Green check means up to date. Up to date

Verified:
Nov. 3, 2025

§ 18427.3's source at ca​.gov