“Initial transaction statement” means a statement signed by or on behalf of the issuer sent to the new registered owner or registered pledgee, and “written statements,” when used in connection with uncertificated securities, means the written statements that are periodically, or at the request of the registered owner or registered pledgee, sent by the issuer to the registered owner or registered pledgee describing the issue of which the uncertificated security is a part.
100
101
102
103
104
105
106
107
108
109
109.5
110
110.5
111
112
113
114
115
116
117
118
149
150
151
152
153
154
155
156
156.1
156.5
156.6
157
158
159
160
161
161.5
161.7
161.9
162
163
163.1
164
165
165.5
166
167
167.3
167.5
167.7
167.8
168
169
170
171
171.1
171.03
171.3
171.5
171.05
171.07
171.08
172
173
174
174.5
175
176
177
178
179
180
180.5
181
182
183
183.5
184
185
186
187
188
189
190
190.5
190.7
191
191.1
192
193
194
194.5
194.7
195
101
102
103
104
105
106
107
108
109
109.5
110
110.5
111
112
113
114
115
116
117
118
149
150
151
152
153
154
155
156
156.1
156.5
156.6
157
158
159
160
161
161.5
161.7
161.9
162
163
163.1
164
165
165.5
166
167
167.3
167.5
167.7
167.8
168
169
170
171
171.1
171.03
171.3
171.5
171.05
171.07
171.08
172
173
174
174.5
175
176
177
178
179
180
180.5
181
182
183
183.5
184
185
186
187
188
189
190
190.5
190.7
191
191.1
192
193
194
194.5
194.7
195